SFC Licences of ZHAO Guodong 赵国栋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RO | 4 | 28 January 2022 | |
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RO | 9 | 27 September 2021 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 04 March 2021 | 28 January 2022 |
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 04 March 2021 | 27 September 2021 |
OCI Asset Management Company Limited 東建資產管理有限公司 | RO | 4 | 23 July 2020 | 30 October 2020 |
OCI Asset Management Company Limited 東建資產管理有限公司 | RO | 9 | 20 May 2020 | 30 October 2020 |
OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 4 | 31 October 2018 | 23 July 2020 |
OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 9 | 31 October 2018 | 20 May 2020 |