SFC Licences of LI Duxi 李杜希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 03 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 03 November 2021 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 18 January 2021 | 08 October 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 18 January 2021 | 08 October 2021 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 13 July 2018 | 15 December 2020 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 13 July 2018 | 15 December 2020 |