SFC Licences of YUAN Mengzhen 袁梦真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 April 2023 | 07 November 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 April 2023 | 07 November 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 06 June 2019 | 03 November 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 06 June 2019 | 03 November 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 06 June 2019 | 03 November 2022 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 16 July 2018 | 02 May 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 16 July 2018 | 02 May 2019 |