SFC Licences of SMITH Nicole Jia Zhong 史佳中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 07 December 2020 | |
BFAM Partners (Hong Kong) Limited | RE | 9 | 08 November 2019 | 04 June 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 20 July 2018 | 18 September 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 July 2018 | 18 September 2019 |