SFC Licences of ZHOU Yang 周扬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 30 December 2020 11 February 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 10 July 2018 04 December 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 10 July 2018 04 December 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 10 July 2018 04 December 2019