SFC Licences of WARTHER Stewart Jackson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dymon Asia Capital (HK) Limited | RE | 9 | 09 April 2021 | |
Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 18 January 2019 | 04 March 2021 |
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 11 July 2018 | 10 November 2018 |
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 11 July 2018 | 10 November 2018 |