SFC Licences of WARTHER Stewart Jackson

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dymon Asia Capital (HK) Limited RE 9 09 April 2021
Myriad Asset Management Limited 萬方資產管理有限公司 RE 9 18 January 2019 04 March 2021
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 11 July 2018 10 November 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 11 July 2018 10 November 2018