SFC Licences of XIONG Ruixi 熊芮溪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 17 October 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 October 2023 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 01 September 2022 | 03 May 2023 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 01 September 2022 | 03 May 2023 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 01 September 2022 | 03 May 2023 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 31 January 2019 | 17 April 2020 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 31 January 2019 | 17 April 2020 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 12 July 2018 | 07 August 2018 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 12 July 2018 | 07 August 2018 |