SFC Licences of SIM Rick Man
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solomon Capital Management Limited 瑞明資本有限公司 | RE | 9 | 29 August 2022 | |
| Solomon Capital Management Limited 瑞明資本有限公司 | RE | 4 | 29 August 2022 | |
| Solomon Capital Management Limited 瑞明資本有限公司 | RE | 1 | 29 August 2022 | |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 | RE | 5 | 21 September 2020 | 30 June 2022 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 | RE | 4 | 21 September 2020 | 30 June 2022 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 | RE | 9 | 02 October 2019 | 30 June 2022 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 | RE | 2 | 02 October 2019 | 30 June 2022 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 | RE | 1 | 20 September 2019 | 30 June 2022 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 July 2018 | 30 August 2019 |