SFC Licences of ZHOU Yiming 周一鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 30 November 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司
RE 1, 4 12 May 2020 28 October 2021
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司
RE 1, 4, 9 01 November 2019 03 April 2020
CLSA Limited 中信里昂證券有限公司
RE 1 15 November 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 15 November 2021