SFC Licences of ZHOU Yiming 周一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 30 November 2021 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RE | 1, 4 | 12 May 2020 | 28 October 2021 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 |
RE | 1, 4, 9 | 01 November 2019 | 03 April 2020 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 15 November 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 15 November 2021 |