SFC Licences of LEE Mei Lam Nicole 李美霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 1 | 12 September 2023 | |
| North Rock Capital Management (HK) Limited | RE | 9 | 01 August 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 19 November 2019 | 30 June 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 August 2018 | 12 August 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 August 2018 | 12 August 2019 |