SFC Licences of GE Yanwei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 25 April 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 July 2021 | 15 November 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 June 2021 | 15 November 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 18 July 2018 | 21 May 2021 |