SFC Licences of CHOI Ka Wai 蔡嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 4 | 25 September 2023 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 1 | 25 September 2023 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 23 August 2018 | 25 September 2023 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 23 August 2018 | 25 September 2023 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 23 August 2018 |