SFC Licences of ZHAO Yifan 趙一帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 30 August 2022 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 30 August 2022 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 08 February 2021 | 13 August 2022 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 08 February 2021 | 13 August 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 30 September 2019 | 08 January 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 30 September 2019 | 08 January 2021 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 | RE | 3 | 28 January 2019 | 03 September 2019 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 02 August 2018 | 20 September 2019 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 02 August 2018 | 20 September 2019 |