SFC Licences of DU Xiyuan 杜茜圓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 10 September 2021 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 10 September 2021 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 10 September 2021 | 19 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 10 August 2018 | 18 September 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 August 2018 | 18 September 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 10 August 2018 | 18 September 2020 |