SFC Licences of GUO Rui 郭睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 July 2020 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 May 2019 | 01 July 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 03 May 2019 | 01 July 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 March 2019 | 01 July 2020 |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 | RE | 1 | 04 September 2018 | 28 February 2019 |