SFC Licences of SU Fen 蘇奮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 30 August 2022
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 27 October 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 27 October 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 04 December 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 9 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 4 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 1 04 December 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 21 November 2018 04 December 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 21 November 2018 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 21 November 2018 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 21 November 2018 04 December 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 21 November 2018 04 December 2018