SFC Licences of WANG Yanni 王燕妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 12 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1 16 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 16 June 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1, 6 23 September 2020 21 May 2021
BOCI Securities Limited 中銀國際證券有限公司
RE 1 23 September 2020 21 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 6 26 April 2019 17 August 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司
RE 6 03 September 2018 30 November 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司
RE 1, 4 26 July 2018 30 November 2018