SFC Licences of WANG Yanni 王燕妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 12 August 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 16 June 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 16 June 2021 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 1, 6 | 23 September 2020 | 21 May 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1 | 23 September 2020 | 21 May 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 4, 6 | 26 April 2019 | 17 August 2020 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RE | 6 | 03 September 2018 | 30 November 2018 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RE | 1, 4 | 26 July 2018 | 30 November 2018 |