SFC Licences of WANG Yanni 王燕妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	12 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	16 June 2021
CLSA Limited 中信里昂證券有限公司	RE	1	16 June 2021
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	23 September 2020	21 May 2021
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	23 September 2020	21 May 2021
BOCI Securities Limited 中銀國際證券有限公司	RE	1	23 September 2020	21 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	26 April 2019	17 August 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	26 April 2019	17 August 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	26 April 2019	17 August 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	6	03 September 2018	30 November 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	26 July 2018	30 November 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	26 July 2018	30 November 2018