SFC Licences of YAN Ho Yin 殷浩研
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 28 September 2022 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 September 2022 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 20 January 2021 | 08 July 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 20 January 2021 | 08 July 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 20 January 2021 | 08 July 2022 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 July 2018 | 15 September 2019 |