SFC Licences of XIAO Di 肖鏑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 December 2020 | 07 October 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 December 2020 | 07 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 August 2018 | 21 February 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 27 August 2018 | 21 February 2020 |