SFC Licences of MAZZUCATO Federica
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 16 January 2024 | 18 January 2024 |
| UBS Securities Asia Limited | RE | 2 | 16 January 2024 | 18 January 2024 |
| UBS Securities Hong Kong Limited | RE | 2 | 09 May 2023 | 11 May 2023 |
| UBS Securities Asia Limited | RE | 2 | 09 May 2023 | 11 May 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 16 September 2019 | 20 September 2019 |
| UBS Securities Asia Limited | RE | 2 | 16 September 2019 | 20 September 2019 |
| UBS Securities Hong Kong Limited | RE | 2 | 22 January 2019 | 24 January 2019 |
| UBS Securities Asia Limited | RE | 2 | 22 January 2019 | 24 January 2019 |
| UBS Securities Asia Limited | RE | 2 | 07 August 2018 | 10 August 2018 |
| UBS Securities Hong Kong Limited | RE | 2 | 07 August 2018 | 10 August 2018 |