SFC Licences of WANG Yuning 王宇宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 27 December 2019 | 10 January 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 27 December 2019 | 10 January 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 27 December 2019 | 10 January 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 August 2018 | 29 May 2019 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 16 August 2018 | 29 May 2019 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 August 2018 | 29 May 2019 |