SFC Licences of SHANG Lei 尚磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 03 May 2021 | |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 17 February 2021 | |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 17 February 2021 | |
| China Sunrise Capital Limited 華升資本有限公司 | RE | 1 | 10 July 2019 | 12 January 2021 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 1 | 25 February 2019 | 10 July 2019 |
| China Sunrise Capital Limited 華升資本有限公司 | RE | 6 | 12 November 2018 | 12 January 2021 |