SFC Licences of ZHANG Pengtao 張澎濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Beijing Investment Limited 第一北京投資有限公司 | RE | 9 | 22 October 2021 | 31 December 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 August 2020 | 09 July 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 22 July 2020 | 09 July 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 22 July 2020 | 09 July 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 27 May 2019 | 10 July 2020 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 27 May 2019 | 10 July 2020 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 10 October 2018 | 06 May 2019 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 14 August 2018 | 06 May 2019 |