SFC Licences of CHEN Ting
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 08 July 2022 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 08 July 2022 | |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 30 October 2019 | 17 February 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 August 2018 | 14 September 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 August 2018 | 14 September 2019 |