SFC Licences of LAU Kwan Yin 劉軍賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Panview Capital Limited | RE | 9 | 10 October 2023 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 23 August 2022 | 23 June 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 August 2022 | 23 June 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 August 2018 | 27 April 2022 |