SFC Licences of WU Rundong 鄔潤東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RE | 9 | 20 July 2022 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 29 November 2021 | 14 April 2022 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 29 November 2021 | 14 April 2022 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 18 January 2021 | 10 November 2021 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 18 January 2021 | 10 November 2021 |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 | RE | 10 | 05 September 2018 | 30 November 2020 |