SFC Licences of LI Gen 李根
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 | RE | 4 | 31 December 2019 | 31 October 2022 |
| HTF Securities Limited 瑞豐國際證券有限公司 | RE | 1 | 31 December 2019 | 31 October 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 17 April 2019 | 05 December 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 10 August 2018 | 05 December 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 10 August 2018 | 05 December 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 10 August 2018 | 05 December 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 10 August 2018 | 05 December 2019 |