SFC Licences of CARVALHO FURQUIM Lucas Henrique
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 01 September 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 September 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 September 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 September 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 October 2020 | 29 June 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 16 October 2020 | 29 June 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 October 2020 | 29 June 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 15 August 2018 | 20 December 2019 |