SFC Licences of KIM Joon Young
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 01 December 2022 | |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 20 January 2022 | 31 December 2022 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 20 January 2022 | |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 01 September 2021 | 07 January 2022 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 17 August 2018 | 07 January 2022 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 17 August 2018 | 07 January 2022 |