SFC Licences of HA Jae Uk 河在旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 19 October 2021 02 February 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 19 October 2021 02 February 2024
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 20 August 2018 19 June 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 20 August 2018 19 June 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 20 August 2018 19 June 2019