SFC Licences of WAN Sin Ching 溫倩晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 March 2022 | |
Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 21 April 2021 | 07 September 2021 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 21 April 2021 | 07 September 2021 |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 2 | 04 December 2019 | 24 March 2021 |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 04 December 2019 | 24 March 2021 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 22 August 2018 | 30 November 2019 |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 22 August 2018 | 30 November 2019 |