SFC Licences of WANG Zinian 汪子年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RE 6 01 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
CLSA Limited 中信里昂證券有限公司
RE 4 26 November 2020 10 May 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 27 October 2020 10 May 2021
CLSA Limited 中信里昂證券有限公司
RE 1 27 October 2020 10 May 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 16 August 2018 14 October 2020