SFC Licences of LI Na 李娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 04 October 2021 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 04 October 2021 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 04 October 2021 | |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 17 August 2018 | 17 September 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 17 August 2018 | 17 September 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 17 August 2018 | 17 September 2021 |