SFC Licences of LI Na 李娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司 RE 6 04 October 2021
ABCI Capital Limited 農銀國際融資有限公司 RE 1 04 October 2021
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 04 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 17 August 2018 17 September 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 17 August 2018 17 September 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 17 August 2018 17 September 2021