SFC Licences of HUO Zheng 霍正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 10 January 2023 | |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 1 | 10 January 2023 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 26 February 2021 | 31 August 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 26 February 2021 | 31 August 2022 |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 6 | 01 April 2019 | 30 October 2020 |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 1 | 01 April 2019 | 30 October 2020 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 01 April 2019 | 30 October 2020 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 29 August 2018 | 01 April 2019 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 29 August 2018 | 01 April 2019 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 29 August 2018 | 01 April 2019 |