SFC Licences of LI Yi 李奕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 08 March 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 08 March 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 August 2018 25 January 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 August 2018 25 January 2021