SFC Licences of LI Yi 李奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 08 March 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 March 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 August 2018 | 25 January 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 August 2018 | 25 January 2021 |