SFC Licences of JIANG Haiyuan 江海源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 06 October 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 12 August 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 12 August 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 03 September 2018 12 June 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 03 September 2018 12 June 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 03 September 2018 12 June 2020