SFC Licences of LIU Shuyi 劉舒怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 August 2022 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 19 August 2022 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 03 December 2021 | 03 August 2022 |
| Mont Avenir Capital Limited 未來金融有限公司 | RE | 6 | 05 March 2020 | 08 October 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 19 September 2019 | 19 January 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 13 September 2018 | 19 January 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 13 September 2018 | 19 January 2020 |