SFC Licences of LUO Sha 雒莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 08 September 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 September 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 22 February 2021 29 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 06 October 2020 26 December 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 06 October 2020 26 December 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 06 October 2020 26 December 2020
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 04 September 2018 10 May 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 04 September 2018 10 May 2019
CLSA Limited 中信里昂證券有限公司 RE 1 04 September 2018 10 May 2019