SFC Licences of LEE Ming Han 李明翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 27 March 2023
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 27 March 2023
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 21 February 2022 31 January 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 4 01 November 2021 31 January 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 November 2021 31 January 2023
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 01 November 2021 21 February 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 05 November 2019 05 October 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 03 September 2019 05 October 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 03 September 2019 05 October 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 27 August 2018 18 August 2019
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 27 August 2018 18 August 2019