SFC Licences of CHEN Yau Ming 陳祐銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 03 September 2018 12 March 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 03 September 2018 12 March 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 6 03 September 2018 12 March 2021