SFC Licences of YEUNG Hiu Wai 楊曉慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 02 November 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 02 November 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 22 June 2021 19 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RE 1, 4, 6 17 October 2019 19 October 2021
Fortune Financial Capital Limited 富強金融資本有限公司
RE 6 07 September 2018 12 September 2019
Fortune (HK) Securities Limited 富強證券有限公司
RE 1 07 September 2018 12 September 2019