SFC Licences of YEUNG Hiu Wai 楊曉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 4 | 02 November 2021 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 02 November 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RE | 1 | 22 June 2021 | 19 October 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RE | 1, 4, 6 | 17 October 2019 | 19 October 2021 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RE | 6 | 07 September 2018 | 12 September 2019 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RE | 1 | 07 September 2018 | 12 September 2019 |