SFC Licences of CHOW Lok Yim 周樂炎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 30 June 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 June 2021 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 06 August 2019 | 28 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 August 2019 | 28 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 August 2019 | 28 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 September 2018 | 14 June 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 September 2018 | 14 June 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 24 September 2018 | 14 June 2019 |