SFC Licences of CHOW Lok Yim 周樂炎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 30 June 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 June 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 06 August 2019 28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 August 2019 28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 August 2019 28 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 24 September 2018 14 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 24 September 2018 14 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 24 September 2018 14 June 2019