SFC Licences of WU Xuetong 吳學桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Anchor Equity Partners (Asia) Limited | RE | 9 | 21 February 2022 | |
Anchor Equity Partners (Asia) Limited | RE | 4 | 21 February 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 July 2020 | 11 June 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 02 July 2020 | 11 June 2021 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 11 October 2018 | 22 April 2020 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 11 October 2018 | 22 April 2020 |