SFC Licences of WANG Tianfang 王天放
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 June 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 June 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 June 2020 | 13 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 June 2020 | 13 May 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 19 May 2020 | 13 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 May 2020 | 13 May 2021 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 19 September 2018 | 29 April 2020 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 19 September 2018 | 29 April 2020 |