SFC Licences of WANG Tianfang 王天放

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 04 June 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 June 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 June 2020 13 May 2021
CLSA Limited 中信里昂證券有限公司 RE 4 23 June 2020 13 May 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 19 May 2020 13 May 2021
CLSA Limited 中信里昂證券有限公司 RE 1 19 May 2020 13 May 2021
ABCI Capital Limited 農銀國際融資有限公司 RE 6 19 September 2018 29 April 2020
ABCI Capital Limited 農銀國際融資有限公司 RE 1 19 September 2018 29 April 2020