SFC Licences of WANG Tianfang 王天放

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 04 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
CLSA Limited 中信里昂證券有限公司
RE 4 23 June 2020 13 May 2021
CLSA Limited 中信里昂證券有限公司
RE 1 19 May 2020 13 May 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 19 May 2020 13 May 2021
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 19 September 2018 29 April 2020