SFC Licences of HE Sida 何思達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 29 December 2021 | 01 December 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 February 2019 | 12 November 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 06 September 2018 | 12 November 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 06 September 2018 | 12 November 2021 |