SFC Licences of LIU Ning 劉寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 10 August 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 10 August 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 02 October 2018 10 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2018 10 December 2019