SFC Licences of CHAN Alison Chiu Yu 陳昭瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 21 January 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 21 January 2022
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 28 September 2018 30 September 2021
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 28 September 2018 30 September 2021