SFC Licences of NG Chi Pong 吳治邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 March 2022 | 04 November 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 March 2022 | 04 November 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 30 March 2021 | 04 February 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 14 January 2021 | 04 February 2022 |
| VBG Capital Limited 建泉融資有限公司 | RE | 6 | 16 October 2018 | 17 December 2020 |