SFC Licences of LIU Jingyi 劉婧怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 January 2023 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 03 January 2023 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 January 2023 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 25 August 2022 | 15 December 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 06 September 2021 | 15 December 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 July 2021 | 15 December 2022 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 22 July 2021 | 15 December 2022 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 22 July 2021 | 15 December 2022 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 14 September 2018 | 30 June 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 14 September 2018 | 30 June 2021 |