SFC Licences of LIU Jingyi 劉婧怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 03 January 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 03 January 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 03 January 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 25 August 2022 15 December 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 06 September 2021 15 December 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 22 July 2021 15 December 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 22 July 2021 15 December 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 22 July 2021 15 December 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 14 September 2018 30 June 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 14 September 2018 30 June 2021