SFC Licences of LAU Hiu Ying, Virginia 劉曉螢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 4 | 29 December 2021 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 1 | 01 December 2021 | |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 10 March 2021 | 10 November 2021 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 4 | 19 October 2018 | 31 December 2019 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 1 | 19 October 2018 | 31 December 2019 |